Articles Posted in Albert Foronda

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Albert Foronda (Foronda), previously associated with Spartan Capital Securities, LLC, has at least one disclosable event. These events include one regulatory event, alleging that Foronda recommended unsuitable investments in different investment products including debt securities among other…

According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) broker Albert Foronda (Foronda), currently associated with Spartan Capital Securities, LLC (Spartan Capital), has been subject to at least three customer complaints and one regulatory investigation during his career.  The majority of the customer complaints against Foronda concern…