According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Arthur Grossbard (Grossbard), currently associated with Osaic Institutions, INC., has at least one disclosable event. These events include one customer complaint, alleging that Grossbard recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Llewellyn Rowell (Rowell), currently associated with Hornor, Townsend & Kent, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Rowell recommended unsuitable investments in different investment products including debt securities among…
Gana Weinstein LLP Investigating Investor Losses in Inspired Healthcare Capital Fund Gana Weinstein LLP is currently speaking with investors who suffered losses after purchasing shares of Inspired Healthcare Capital Fund, a non-traded REIT. In August 2025, the Fund disclosed it was suspending dividend payments. Around the same time, the company…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Eric Deneau (Deneau), currently associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Deneau recommended unsuitable investments in different investment products including debt securities among other…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Darwin Morales (Morales), currently associated with PFS Investments INC., has at least one disclosable event. These events include one customer complaint, alleging that Morales recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Farhad Sediqi (Sediqi), currently associated with Osaic Institutions, INC., has at least one disclosable event. These events include one customer complaint, alleging that Sediqi recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jeffrey Forbes (Forbes), currently associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Forbes recommended unsuitable investments in different investment products including debt securities among other…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Daniel Richburg (Richburg), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Richburg recommended unsuitable investments in different investment products including debt securities among other allegations and…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Benjamin Anolik (Anolik), currently associated with Pnc Investments, has at least one disclosable event. These events include one customer complaint, alleging that Anolik recommended unsuitable investments in different investment products including debt securities among other allegations and…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Ricardo Rose (Rose), previously associated with Arive Capital Markets, has at least 3 disclosable events. These events include 3 customer complaints, alleging that Rose recommended unsuitable investments in different investment products including debt securities among other allegations…