Currently financial advisor Keith Kelt (Kelt), currently employed by brokerage firm Kovack Securities INC. has been subject to at least one disclosable event. These events include one customer complaint. According to a BrokerCheck reports most of the recent customer complaints concern either corporate debt securities or alternative investments such as…
Currently financial advisor J Coghlan (Coghlan), currently employed by brokerage firm Osaic Wealth, INC. has been subject to at least one disclosable event. These events include one customer complaint. According to a BrokerCheck reports most of the recent customer complaints concern either corporate debt securities or alternative investments such as…
Gana Weinstein LLP Investigating Investor Losses in Inspired Healthcare Capital Fund Gana Weinstein LLP is currently speaking with investors who suffered losses after purchasing shares of Inspired Healthcare Capital Fund, a non-traded REIT. In August 2025, the Fund disclosed it was suspending dividend payments. Around the same time, the company…
Currently financial advisor Rachel Heege Abode (Heege Abode), currently employed by brokerage firm Cetera Wealth Services, LLC has been subject to at least one disclosable event. These events include one customer complaint. According to a BrokerCheck reports most of the recent customer complaints concern either corporate debt securities or alternative…
Currently financial advisor Benjamin Duggan (Duggan), currently employed by brokerage firm Empower Financial Services, INC. has been subject to at least one disclosable event. These events include one customer complaint. According to a BrokerCheck reports most of the recent customer complaints concern either corporate debt securities or alternative investments such…
Previously financial advisor Mark Vanvoorhees (Vanvoorhees), previously employed by brokerage firm Berthel, Fisher & Company Financial Services, INC. has been subject to at least one disclosable event. These events include one customer complaint. According to a BrokerCheck reports most of the recent customer complaints concern either corporate debt securities or…
Previously financial advisor Alvery Bartlett (Bartlett), previously employed by brokerage firm Aegis Capital Corp. has been subject to at least one disclosable event. These events include one customer complaint. According to a BrokerCheck reports most of the recent customer complaints concern either corporate debt securities or alternative investments such as…
Previously financial advisor Mark Richardson (Richardson), previously employed by brokerage firm Lightpath Capital, Inc has been subject to at least 2 disclosable events. These events include 2 customer complaints. According to a BrokerCheck reports most of the recent customer complaints concern either corporate debt securities or alternative investments such as…
Currently financial advisor Louie Ucciferri (Ucciferri), currently employed by brokerage firm Camden Financial Services / Edgeline Capital, LLC. / Lightpath Capital, Inc has been subject to at least 2 disclosable events. These events include 2 customer complaints. According to a BrokerCheck reports most of the recent customer complaints concern either…
Previously financial advisor Blake Levy (Levy), previously employed by brokerage firm Joseph Gunnar & CO. LLC has been subject to at least one disclosable event. These events include one regulatory event. According to a BrokerCheck reports most of the recent customer complaints concern either corporate debt securities or alternative investments…