Articles Tagged with securities fraud investment lawyer

shutterstock_1081038-300x200According to records kept by The Financial Industry Regulatory Authority (FINRA) financial advisor Jeffrey Leach (Leach), currently employed by Morgan Stanley has been subject to at least three customer complaints during the course of his career.  Leach’s customer complaints alleges that Leach recommended unsuitable investments in various investments including energy related investments.  The clients make allegations including breach of misrepresentation among other allegations of misconduct relating to the handling of their accounts.

In May 2020 a customer complained that Leach violated the securities laws by alleging that Leach made investments recommendations that the client were unsuitable with respect to investments in energy sector from July 2014 to May 2020.  The claim alleges $500,000 in damages and is currently pending.

In January 2020 a customer complained that Leach violated the securities laws by alleging that Leach made investments recommendations that the client were misrepresented from September 2018 to December 2019.  The claim alleges $3,000,000 in damages and is currently pending.

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