Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Peter Robertson (Robertson), currently associated with Osaic Fa, Inc., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Robertson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $2,999,950.00 on November 01, 2024.
Claimant alleges their RR recommended unsuitable Oil and Gas investments