Articles Tagged with MML Investors

shutterstock_36343294-300x225The securities attorneys at Gana Weinstein LLP are currently investigating MML Investors Services, LLC (MML Investors) broker Richard Fortune (Fortune). According to BrokerCheck Records, Fortune has been subject to 6 customer disputes, one of which is still pending. The majority of these disputes involve the false representation of variable annuities.

In August 2017, a customer alleged that from February 2015 to October 2015, Fortune did not disclose all possible options regarding withdrawing variable annuity investments.

In September 2015, a customer alleged that in December 2014, Fortune falsely represented the nature of variable annuities which he placed the customer in.