Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Gregg Gelber (Gelber), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Gelber recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $1,000,000.00 on August 01, 2024.
Claimants allege, inter alia, unsuitability with respect to variable annuity investment – 2013 to 2024