Securities Lawyers Blog
The Law offices of Gana Weinstein LLP are pleased to announce that their client recently received a FINRA arbitration award of $400,000 in case where the former Fidelity Brokerage Services LLC (Fidelity) brought claims against his former employer for common law negligence and failure to supervise.
The former broker’s claims revolved around allegations that Fidelity failed to follow and/or implement appropriate procedures to handle the transitioning of his insurance licenses to Fidelity upon his hire. The broker claimed damages in the form of lost wages, lost wage opportunity, delayed career growth, and less attractive job prospects.
The attorneys at Gana Weinstein LLP handle a variety of securities related disputes including employment and customer disputes. Please call for a free consultation.